J Street U

Results: 202



#Item
71Financial Industry Regulatory Authority / Investment / Securities / Arbitral tribunal / Arbitration / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Industry and Financial Markets Association / Securities Exchange Act / United States securities law / Financial economics / Financial system

November 6, 2014 Via E-Mail to [removed] Brent J. Fields Secretary, Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-11-07 09:02:24
72Investment / Financial Industry Regulatory Authority / Securities Industry and Financial Markets Association / Registered representative / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial adviser / Securities regulation in the United States / United States securities law / Financial economics / Finance

October 22, 2014 Via Electronic Mail to [removed] Brent J. Fields Secretary, Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-10-22 09:28:09
73Corporate crime / U.S. Securities and Exchange Commission

November 20, 2014 Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street NW

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Source URL: www.sec.gov

Language: English - Date: 2014-11-21 13:47:22
74Types of insurance / Financial institutions / Institutional investors / Actuarial science / Reinsurance / Systemic risk / Solvency II Directive / Dodd–Frank Wall Street Reform and Consumer Protection Act / Insurance in the United States / Financial economics / Economics / Insurance

Unnecessary Injury: The Economic Costs of Imposing New Global Capital Requirements On Large U.S. Property and Casualty Insurers Robert J. Shapiro and Aparna Mathur

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Source URL: www.pciaa.net

Language: English - Date: 2015-01-09 10:00:49
75Labour law / Whistleblower / Human resource management / Business / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Industrial relations / Department of Defense Whistleblower Program / Gary J. Aguirre / Anti-corporate activism / Dissent / Freedom of speech

ALAMEDA Date of Training Time of Training

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Source URL: www.cdss.ca.gov

Language: English - Date: 2014-11-25 17:45:59
76Labour law / Whistleblower / Human resource management / Business / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Industrial relations / Department of Defense Whistleblower Program / Gary J. Aguirre / Anti-corporate activism / Dissent / Freedom of speech

2014 Report to Congress on the Frank-Dodd Whisleblower Program

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Source URL: www.sec.gov.

Language: English - Date: 2014-12-01 12:21:22
77Licenses / Voluntary surrender / Culp

Illinois State Board of Education 100 West Randolph Street S u ~ t e14-300 Chlcago lll~no~s[removed]www ~ s b enet Gery J. Chico

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Source URL: www.isbe.net

Language: English - Date: 2014-11-19 16:29:29
78Freedom of speech / Labour law / Whistleblower / Human resource management / Business / U.S. Securities and Exchange Commission / Government Accountability Project / Dodd–Frank Wall Street Reform and Consumer Protection Act / Gary J. Aguirre / Employment / Anti-corporate activism / Dissent

http://other98.com September 10, 2014 VIA ELECTRONIC MAIL Elizabeth M. Murphy, Esq.

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Source URL: www.sec.gov

Language: English - Date: 2014-10-09 12:42:45
79Financial economics / Financial regulation / Troubled Asset Relief Program / Presidency of Barack Obama / United States federal banking legislation / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Stability Oversight Council / Office of Financial Stability / U.S. Securities and Exchange Commission / Late-2000s financial crisis / Financial risk / Systemic risk

Minutes of the Financial Stability Oversight Council Held July 31, 2014 PRESENT: Jacob J. Lew, Secretary of the Treasury and Chairperson of the Financial Stability Oversight Council (Council) Janet Yellen, Chair, Board o

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Source URL: www.treasury.gov

Language: English - Date: 2014-11-03 18:50:15
80U.S. Securities and Exchange Commission / Rulemaking / Government / Administrative Procedure Act / Law / Public administration / United States administrative law / New Deal agencies / Corporate crime

September 26, 2014 Mr. Brent J. Fields, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC[removed]VIA ELECTRONIC MAIL: [removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-09-29 11:09:31
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